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Occupation information for

Compliance Managers
District Of Columbia

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description

Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.

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details

Currently Employed: 20,800

Projected Annual Job Openings: 460

Typical Hourly Wage: $53.96 - $69.41

Typical Annual Salary: $112,200 - $144,400

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typical training

Typical education needed for entry: High school diploma or equivalent

Typical work experience needed for a job in this occupation: Less than 5 years

Typical on-the-job training once you have a job in this occupation: None

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typical job duties

  • Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
  • File appropriate compliance reports with regulatory agencies.
  • Conduct or direct the internal investigation of compliance issues.
  • Identify compliance issues that require follow-up or investigation.
  • Disseminate written policies and procedures related to compliance activities.
  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
  • Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
  • Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
  • Provide employee training on compliance related topics, policies, or procedures.
  • Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.

tools & technology


Tools:
  • Desktop computers
  • Notebook computers
  • Personal computers
  • Photocopiers
  • Special purpose telephones

Technology:
  • Compliance software
  • Electronic mail software
  • Internet browser software
  • Spreadsheet software
  • Word processing software

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