Series 65, Uniform Investment Adviser Law Examination

certifying organization info

North American Securities Administrators Association Series 65, Uniform Investment Adviser Law Examination 750 First Street NE, Suite 990 Washington DC 20002 https://www.nasaa.org/

description

The Uniform Investment Adviser Law Examination and the available study outline were developed by NASAA. The examination, called the Series 65 exam, is designed to qualify candidates as investment adviser representatives. The exam covers topics that have been determined to be necessary to understand in order to provide investment advice to clients. Series 65, Uniform Investment Adviser Law Examination Website

details

More than two years of education or training after high school required? Yes

Oral or Written Exam Required? Yes

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