To
From
Chartered Market Technician - Level I
Core
Market Technicians Association
Series 65, Uniform Investment Adviser Law Examination
North American Securities Administrators Association
Associate, Customer Service
LOMA
Series 63, Uniform Securities Agent State Law Examination
Series 66, Uniform Combined State Law Examination
Certified Pension Consultant
American Society of Pension Professionals and Actuaries
Certified Securities Operations Professional
Advanced
American Bankers Association
Certified Investment Management Analyst
Investments and Wealth Institute
Master Financial Planner
American Academy of Financial Management
Chartered Financial Analyst
CFA Institute